AN ANALYSE ON ADMINISTRATIVE MONETARY PENALTIES OF CAPITAL MARKETS BOARD
SERMAYE PİYASASI KURULUNU’NUN İDARİ PARA CEZALARI UYGULAMALARI ÜZERİNE BİR ANALİZ

Author : Turgay MÜNYAS
Number of pages : 117-131

Abstract

This study aims to analyze the regulations and the arrangements concerning to oppositions for secondary legal transactions and related sanctions which may be applicable to either people or institutions. The study has showed the trend of the violations of regulations inforced by Capital Markets Board and related monetary sanctions to economic units between the years 2006-2016. It is seen the authority and power of Capital Board Market concerning the violations based on the new law article numbered 6362. Since 2013, in which the sanction power was given to Capital Markets Board by the law, it is observed a numerical increase in the quantity of sanctions as well as in monetary units. An other important conclusion from the study is the increase of monetary punishments in last 3 years during the period of 2006-2016.

Keywords

Capital Markets Boards, Supervision, Administrative Monetary Penalties

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